Assisting clients in a range of sectors to understand and comply with their New Zealand legal obligations

Financial Markets and Financial Services

  • Financial Markets Conduct Act / Securities Law compliance, including public offers and exemptions from disclosure requirements
  • NZX Listing Rules compliance
  • Financial service provider registration requirements
  • Financial adviser and other licensed service provider regulation
  • Anti-money laundering legislation compliance
  • Banking, deposit-taking and insurance prudential supervision
  • Employee share schemes / stock ownership plans

Consumer Law

  • Advertising / marketing law
  • Fair Trading Act / trade practices law
  • Consumer Guarantees Act
  • Terms and conditions of trade and other ‘customer facing’ documentation
  • Consumer lending
  • Product liability
  • Product recalls

Foreign Investment Screening / Overseas Investment Act

  • Advising on consent and notification requirements
  • Obtaining consents and exemptions from consent requirements
  • Ongoing compliance and reporting on consent conditions



  • Medicines regulation
  • Medical device regulation
  • Clinical trials
  • Health Information Privacy Code

Privacy / Data Protection

  • Advising on New Zealand legal obligations in respect of privacy / data protection
  • Data breach notification advice and assistance
  • Handling privacy requests and complaints
  • Privacy policies and procedures

Regulatory Contacts:


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